Americas
Job Categories
Levels

Compliance Manager - ( Regulatory Risk Advisory and Capital Markets)

New York

Become a member of a business-aligned compliance team supporting Macquarie Capital Americas.

Based in New York, you will be part of a global team that provides real-time risk management and compliance advice. You will contribute to the development and execution of Macquarie’s risk management framework working with senior leaders in both the business and compliance.

In this role, you will report to the regional head of compliance for Macquarie Capital and advise on regulatory risk management supporting investment banking, principal investments, and capital solutions businesses. You will take a lead role in designing and implementing the compliance risk management framework by working closely with business and support stakeholders, delivering training, advising on conduct matters, assisting with regulatory responses, and preparing for upcoming regulatory developments. Your excellent written and communication skills will enable you to coordinate with internal stakeholders, provide advice and guidance consistent with the firm’s policies and procedures, and coordinate with US based and global stakeholders.

Having strong interpersonal skills, diligence and ability to learn new concepts quickly will be imperative for this role. Testing and monitoring of compliance with firm policies and assisting with risk assessments of the business to ensure there is an effective business control framework are additional responsibilities in this role.

You should have a partnership mentality and be comfortable working in a team environment while also possessing the ability to work remotely and independently to meet deadlines, all while keeping an open communication with your management team. You will also be expected to take on management responsibility and demonstrate leadership skills required to drive initiatives and provide direction to team members.

Your degree and 5 or more years of relevant experience in financial services and related regulated businesses, management experience, as well as having in depth knowledge of global capital markets and understanding of the U.S. regulatory environment are required in this role. An advanced degree (e.g., JD or MBA) or completion of the FINRA series exams is preferred, but not required.

If you have a strong desire to learn and gain hands-on experience in a fast paced and innovative environment, apply today.

Find out more about Macquarie at www.macquarie.com/careers

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our commitment to Diversity, Equity and Inclusion 

The diversity of our people is one of our greatest strengths. An inclusive and equitable workplace enables us to embrace that diversity to deliver more innovative and sustainable solutions for our people, clients, shareholders and communities. At Macquarie, you'll be encouraged to be yourself and supported to perform at your best. If you're inspired to deliver on our purpose of ‘empowering people to innovate and invest for a better future’, we want you on our team. If you need adjustments made to the recruitment process, please reach out to your recruiter.

All qualified applicants will receive consideration for employment and will not be discriminated against on the basis of race, color, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other impermissible criterion or circumstance. Macquarie also takes affirmative action in support of its policy to hire and advance in employment of individuals who are minorities, women, protected veterans, and individuals with disabilities.

We equip our people with the support to work in a range of flexible ways. Talk to us about what working arrangements would help you thrive.

 

Salary range for this position: $112,000 - $158,000/Yr.  Actual base salary may vary based upon, but not limited to, relevant experience, time in role, peer and market data, prior performance, business sector, and geographic location. The successful candidate may also be eligible for an annual discretionary incentive compensation award. Macquarie offers a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave, Parental Leave and Vacation), Holidays, 401(k), and Short/Long Term Disability, in addition to other special perks reserved for our employees.

 

#LI-Hybrid 

#LI-JY1

About Macquarie

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With 18,000+ employees and offices in 33 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

Find out more at www.macquarie.com/careers

Job no: RMG-970762
Work type: Permanent - Full time
Location: New York
Category: Senior, Mid-senior, Capital Markets, Compliance, Legal & Regulatory
Group: Risk Management Group
Division: Compliance
Recruiter: Janie Yellitz
Opening Date: