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Commodities and Global Markets - Compliance Senior Manager

Apply now Job no: RMG-949350
Work type: Full time
Location: New York
Group: Risk Management Group
Division: Compliance
Recruiter: Tammy Lee

Consider this exceptional opportunity to join the Business Aligned Compliance (“BAC”) team at Macquarie Group. This role offers a great opportunity to work in an exciting and dynamic environment where your contribution is recognized from day one. You will be exposed to key stakeholders, regulators and business heads, in addition to collaborating with your Risk Management colleagues. One of the keys to Macquarie’s success is the entrepreneurialism we encourage in all our people, and we give you the opportunity to progress your career as quickly as your ability demonstrates.

As a BAC professional, you will join the broader Compliance team covering the Commodities and Global Markets Group (CGM”) Division. The CGM businesses include, but is not limited to, Commodities, Fixed Income and Currencies, Financing, Credit Markets and Equity Derivatives Trading. In this role, you will report to the New York CGM BAC lead and assist in providing guidance to the front office, interact with senior business stakeholders, manage and respond to regulatory inquiries, perform testing of key controls and processes, draft, update and implement Compliance owned policies and procedures, and create and administer training.

Preferred experience includes 7-10 years at a futures commission merchant, regulator (e.g. CFTC/NFA), exchange and/or in swap dealer compliance. Familiarity with US rules and regulations applicable to derivatives and futures trading and drafting of compliance policies and procedures is a must. Strong communication skills are necessary, given you will liaise with various levels of stakeholders and advise the business and related support functions regarding their regulatory requirements. This role will also empower you to collaborate with other Risk Management functions and global counterparts on compliance projects and initiatives.

Strong understanding of futures markets is necessary and experience in derivatives (swaps), financing structures, loans, and/or physical commodities is desirable. Knowledge of key applicable rules and regulations, such as Title VII of Dodd Frank and SEC Rule 15a-6 is a plus. Having the ability to exercise discretion and work independently are imperative for this role, as are determining priorities and meeting deadlines. A JD, MBA or equivalent would be desired, but is not a requirement.

If you are looking for a new and exciting challenge and opportunity to grow your career, apply today.

Find out more about Macquarie at www.macquarie.com/careers

Risk Management Group is an independent, centralized unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.

The core to Macquarie's success is a unique philosophy and management approach. Our businesses combine entrepreneurial drive and robust risk management with deep industry and regional expertise. 

All qualified applicants will receive consideration for employment and will not be discriminated against on the basis of race, color, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other impermissible criterion or circumstance. Macquarie also takes affirmative action in support of its policy to hire and advance in employment of individuals who are minorities, women, protected veterans, and individuals with disabilities.

*GD #LI-AMERICAS

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